Conflict of Interest

This site contains resources pertaining to financial conflict of interest.  If you have questions or need assistance with a specific situation, please contact Kelley Davis at 257-0579 or kelley.king@uky.edu.

University/State Policies

Red AR 7:2 Research Conflict of Interest and Financial Disclosure Policy
Red AR 7:9 Institutional Conflicts of Interest Involving Research  
Red AR 3:9 Consulting and Other Overload Employment
Red GR XIV Ethical Principles and Code of Conduct
Red KRS 164.390

Conflict Disclosure

Red PHS Required Public Disclosure of Financial Conflicts

Disclosure Form

Red Instructions for Accessing and Completing the Annual Financial Disclosure Form
Red List of Public Health Service (PHS) Agencies and other Organizations Using PHS Regulations

Training

Red Instructions for Accessing Financial Disclosure and Conflict of Interest Education (must be taken through myUK Employee Self-Service Training to receive credit)
Red Financial Disclosure and Conflict of Interest slides (non-credit)

Management Plans and Reporting

Red Template COI Management Plan
Red University Personnel Notification Form
Red
Annual Reporting of the Management of COIs

 Federal Policies

Red NIH Conflict of Interest Page
Red National Institutes of Health (NIH) Grants Policy Statement
Red Department of Health and Human Services (DHHS) Federal Register, August 25, 2011
Red NSF Proposal and Award Policies and Procedures Guide, Chapter IVA
Red Food and Drug Administration (FDA), Code of Federal Regulations Title 21, Chapter 1, Part 54
Red PHS Policy Title 42, Part 50, Subpart F
Red Q&A of PHS and NSF policies, Federal Register July 3, 1996 
Red Public Health Service (PHS) and National Science Foundation (NSF), Federal Register  July 11, 1995

Key Reports and Policy Guidance

Red Association of American Medical Colleges (AAMC), “Implementing the Final Rule on Financial Conflicts of Interest in Public Health Service Funded Research,” March 2012
Red Department of Health and Human Services, Office of Inspector General’s report, “How Grantees Manage Financial Conflicts of Interest in Research Funded by the National Institutes of Health,” November 2009
RedThe Institute of Medicine’s report, “Conflict of Interest in Medical Research, Education, and Practice”, April 2009
Red The Association of American Medical Colleges and the Association of American Universities’ report, “Protecting Patients, Preserving Integrity, Advancing Health: Accelerating the Implementation of COI Policies in Human Subjects Research”, Feb 2008
Red Federation of American Societies for Experimental Biology, "COI Toolkit," July, 2007
Red National Institutes of Health, A Working Group of the Advisory Committee to the Director, “Report of the National Institutes of Health Blue Ribbon Panel on Conflict of Interest Policies,” June 22, 2004
Red Office for Human Research Protection Final Guidance: Financial Relationships and Interests in Research Involving Human Subjects: Guidance for Human Subject Protection May 2004
Red Council on Governmental Relations, “Approaches to Developing an Institutional Conflict of Interest Policy,” Fall 2003  (Hard copy available to University of  Kentucky employees upon request)
Red Council on Governmental Relations, “Recognizing and Managing Personal Financial Conflicts of Interest,” Winter 2002  (Hard copy available to University of Kentucky employees upon request)
Red Association of American Medical Colleges (AAMC), “Protecting Subjects, Preserving Trust, Promoting Progress II:  Principles and Recommendations for Oversight of an Institution’s Financial Interests in Human Subjects Research,” October 2002
Red AAMC, “Protecting Subjects, Preserving Trust, Promoting Progress – Policy and Guidelines for the Oversight of Individual Financial Interests in Human Subjects Research,” December 2001
Red Government Accounting Office (GAO), Report to the Ranking Minority Member, Subcommittee on Public Health, Committee on Health, Education, Labor, and Pensions, U.S. Senate, “Biomedical Research, HHS Direction Needed to Address Financial Conflicts of Interest,” November 2001
Red Association of American Universities (AAU), “Report on Individual and Institutional Financial Conflict of Interest,” October 2001
Red FDA "Guidance: Financial Disclosure by Clinical Investigators" (March 20, 2001)

University of Kentucky | UK Research
Updated January 22, 2013 | Questions/Corrections to Sean Scott